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Operations

Raymond James is a self-clearing entity. This means that financial institutions affiliated with Raymond James are associated with a single, unified organization that operates independently; fully able to respond to operational inquiries quickly and efficiently. As a self-clearing broker/dealer, Raymond James provides financial advisors and their support personnel with direct access to any individual or department within the firm that can assist with transaction-related issues.

 
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Raymond James & Associates, Inc. member New York Stock Exchange / SIPC and Raymond James Financial Services, Inc. member FINRA / SIPC are subsidiaries of Raymond James Financial, Inc.